 |
Annual Report 1996 |
|
PRINCIPAL CHANGES IN PORTFOLIO SECURITIES
During the Three Months Ended December 31, 1997 |
|
|
Shares
|
|
|
|
|
|
Additions
|
|
Reductions |
|
Held
12/31/96 |
|
| Caterpillar Inc.
|
|
135,000 |
|
|
|
135,000 |
| du Pont (E.I.) de Nemours &
Co. |
|
140,000 |
|
|
|
140,000 |
| First Data Corp.
|
|
343,980(1) |
|
|
|
343,980 |
| Investors Financial Services Corp.
|
|
71,200 |
|
|
|
231,200 |
| Itron, Inc. |
|
105,000 |
|
|
|
226,000 |
| Keane, Inc. |
|
175,000(2) |
|
95,000 |
|
350,000 |
| LG&E Energy
Corp. |
|
150,000 |
|
|
|
400,000 |
| Lucent Technologies Inc. |
|
64,816(3) |
|
|
|
64,816 |
| Pall Corp. |
|
185,000 |
|
|
|
450,000 |
| Penney (J.C.) Co., Inc. |
|
180,000 |
|
|
|
180,000 |
| Public Service
Co. of Colo. |
|
210,000 |
|
|
|
210,000 |
| Sabre Group Holdings, Inc. |
|
425,000 |
|
|
|
425,000 |
| Solectron Corp.
|
|
60,000 |
|
|
|
300,000 |
| Sterling Commerce, Inc. |
|
310,557(4) |
|
15,900 |
|
304,657(5) |
Union Pacific
Resources
Group Inc. |
|
110,102(6) |
|
|
|
275,102 |
| American Express Co. 6.25% DECS
due 1996 |
|
|
|
210,000(1) |
|
- |
| Merck & Co.,
Inc. |
|
|
|
20,000 |
|
170,000 |
| Northern Telecom Ltd. |
|
|
|
25,000 |
|
190,000 |
| Texaco Inc. |
|
|
|
15,000 |
|
-
|
|
(1) Received
.819 shares for each share of American Express Co. 6.25% DECS
due 1996 and 171,990 shares by stock split.
(2) By stock split.
(3) Received .32408 shares for each share of AT&T Co. held.
(4) Received 1.5926 shares for each share of Sterling Software,
Inc. held.
(5) Includes shares previously listed under "Stocks under
Accumulation" in the Schedule of Investments.
(6) Received .84694 shares for each share of Union Pacific Corp.
held. |
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